WLInvestments has developed a Business Continuity Plan (“Plan”) that addresses how we will respond to various events that could significantly disrupt our business, such as natural disasters, power outages and other extraordinary events. Since the timing and impact of such disruptions is unpredictable, our Plan has been designed to be flexible in its response to events as they may occur. The following highlights and summarizes our Plan.
1.1 Contacting Us.
If after a significant business disruption you cannot contact us through normal channels, you can send email to any of our desk as an exception and corresponding desk's representative will relay the message to respective desk. Since significant disruption also include our website's downtime, you should have saved email addresses of one or all desks in advance.
If you are unable to contact WLInvestments by any of the above means, you may contact Regional Directors in respect of your investments as follows:
For investments acquired through WLInvestments you should contact the WLInvestments' Regional Directors belonging to your or your neighboring country where your specific account is held for information regarding account balances, trading levels, redemptions and withdrawal request status. WLInvestments currently employs following Regional Directors -
We intend to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and taking the necessary steps to allowing our customers to continue transacting business as normal. In short, our Plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
1.3 Our Plan addresses.
Data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier/vendor, contractor, and bank impact; regulatory reporting; and assuring our customers have prompt access to funds and accounts held elsewhere if we are unable to continue our business
With respect to investments, the WLInvestments where each account is held maintains account records in a geographically separate area from where WLInvestments' Regional Directors maintains duplicate account records for each such account of its clients.
1.4 Types of Significant Business Disruptions.
Significant business disruptions can vary in their scope, such as those (i) affecting only a single building housing our home office (Mogadishu, Somalia Democratic Republic) or any branch office of the firm, (ii) the business district or city sector where an office of the firm is located, or (ii) the entire city or region where an office is located. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In the event of a significant disruption, whether local or regional, we may transfer operations to another office or to local off-site location as necessary to recover and resume business operations as quickly as possible, in most instances within 24 hours. In that event, we will post notices on our web site, www.wlinv.net or by e-mail at our clients, regarding how to contact WLInvestments. If the significant business disruption is so severe that it prevents us from remaining in business, our customer’s prompt access to, and information about, funds and securities will continue to be available directly from the Regional Directors where their accounts are held.
More Information.
If you have questions about our Plan, you may contact Ms. Raffealla Manna (compliance@wlinv.net).
1.1 Contacting Us.
If after a significant business disruption you cannot contact us through normal channels, you can send email to any of our desk as an exception and corresponding desk's representative will relay the message to respective desk. Since significant disruption also include our website's downtime, you should have saved email addresses of one or all desks in advance.
If you are unable to contact WLInvestments by any of the above means, you may contact Regional Directors in respect of your investments as follows:
For investments acquired through WLInvestments you should contact the WLInvestments' Regional Directors belonging to your or your neighboring country where your specific account is held for information regarding account balances, trading levels, redemptions and withdrawal request status. WLInvestments currently employs following Regional Directors -
- XXXXXXXXXXXXXX
We intend to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and taking the necessary steps to allowing our customers to continue transacting business as normal. In short, our Plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
1.3 Our Plan addresses.
Data back up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier/vendor, contractor, and bank impact; regulatory reporting; and assuring our customers have prompt access to funds and accounts held elsewhere if we are unable to continue our business
With respect to investments, the WLInvestments where each account is held maintains account records in a geographically separate area from where WLInvestments' Regional Directors maintains duplicate account records for each such account of its clients.
1.4 Types of Significant Business Disruptions.
Significant business disruptions can vary in their scope, such as those (i) affecting only a single building housing our home office (Mogadishu, Somalia Democratic Republic) or any branch office of the firm, (ii) the business district or city sector where an office of the firm is located, or (ii) the entire city or region where an office is located. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In the event of a significant disruption, whether local or regional, we may transfer operations to another office or to local off-site location as necessary to recover and resume business operations as quickly as possible, in most instances within 24 hours. In that event, we will post notices on our web site, www.wlinv.net or by e-mail at our clients, regarding how to contact WLInvestments. If the significant business disruption is so severe that it prevents us from remaining in business, our customer’s prompt access to, and information about, funds and securities will continue to be available directly from the Regional Directors where their accounts are held.
More Information.
If you have questions about our Plan, you may contact Ms. Raffealla Manna (compliance@wlinv.net).
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Copyright @2007-2013 WLInvestments Inc, Co, Ltd
Copyright @2007-2013 WLInvestments Inc, Co, Ltd